For one of our clients, a Private Bank in Geneva, we are currently searching for a Sales & Suitability Compliance Officer to be responsible for the adherence to local and international regulations and standards related to conduct, as well as supervisory requirements and group expectations. The candidate shall manage the Bank’s relevant conduct related risks through the appropriate control and oversight activities.

This is a temporary mission until December 2024 with an immediate start.

 Responsibilities:

• Support the Compliance SSU team,
• Controls and monitoring,
• Projects support,
• Suitability framework: governance and adequacy of products/services to the customers,
• Prevention of Market Abuse: employees transactions,
• Follow up on conditions set by local Supervisors, External and Internal auditors,
• SSU policies and procedures,
• Training for the sales force.

Profile:

• Bachelor degree in economics, finance or related experience,
• Previous experience in the Banking industry within compliance (monitoring and transactions)
• Previous experience in the Operations department or in Financial Products related areas and understanding of security related processes,
• Previous experience in Market Abuse is highly desirable,
• Good multi-tasking and organizational skills to manage outstanding issues until resolution,
• Strong follow-up skills,
• Good knowledge of the different investment products,
• Good command of Excel, Access, Word and PowerPoint (presentations),
• English and French fluent, Spanish or Portuguese as a plus,
• Swiss residency,
• Availability immediate or ASAP,

Due to the volume of applications we receive, we regret that we will contact only the candidates who have been selected for an interview.